Global Legal Group Fireside Chat: Beating the compliance gap

16th June 2019By Ruth SThoughts

As part of a moderated, but informally structured conversation, our speakers will discuss how to help legal advisers set a firm board agenda for innovation, while managing appropriate risks. The discussion will include: How to analyse such gaps and integrate compliance into your organisation Navigate the challenge of compliance by identifying routes to value How … Read More

The Ethics of Compliance & Risky Women: What’s next

4th June 2019By Ruth SSpeaking & Events

Some follow-on things you can do today following the Risky Women event at the #RefinitivSummit in Sydney – dive right in: Join the Risky Women Network Follow @RiskyWomen |@kimberleycole | @ruthsteinholtz Connect with Gillian Cameron & Ruth Steinholtz Subscribe to Risky Women Radio on iTunes | Spotify | Google Play About Risky Women® A global network … Read More

Driving a focus on ethical behaviour in your organisation

3rd June 2019By Ruth SEffective Ethical Culture, Ethical Business Practice, Speaking & Events

Coming up at the #RefinitivSummit in Sydney this week: Driving a focus on ethical behaviour in your organisation ● Is influencing activity on the front line more important than changing corporate policy? ● Are rules or principles more conducive to driving ethical behaviour? ● What role should deterrence have in embedding a values-based ethics system? … Read More

The Ethics of Compliance

2nd June 2019By Ruth SEffective Ethical Culture, Ethical Business Practice, Ethical Business Regulation, Speaking & Events

Looking forward to the next Risky Women® network lunch on June 4 during the Australian Regulatory Summit 2019… At the Sydney event the topic is the ethical culture of compliance. I’ll be in conversation with Gillian Cameron, Director of Client Services at Refinitiv. Join us: The importance of taking a behavioural and values-based approach to … Read More

Risky Women & The Ethics of Compliance: What’s next?

9th May 2019By Ruth SSpeaking & Events, Thoughts

Some follow-on things you can do today following the #RefinitivSummit in Singapore – dive right in: Join the Risky Women Network Follow @kimberleycole | @RiskyWomen Subscribe to Risky Women Radio on iTunes | Spotify | Google Play About Risky Women® A global network connecting, celebrating and championing women in risk, regulation and compliance. It has … Read More

What we’re reading: factulness, bad blood, human risk …

9th May 2019By Ruth SWhat we're reading

Factfulness I am currently reading Factfulness by the late Hans Rosling – and the very current Ola Rosling and Anna Rosling Rönnlund. It has some interesting insights topical for Ethical Business Practice. They’re about blame and urgency (see chapters 9-10).  For example: “…blame drives us to attribute more power and influence to individuals than they deserve, … Read More

Culture, conduct & accountability – some follow-on reading & resources…

8th May 2019By Ruth SEffective Ethical Culture, Ethical Business Practice, Values

A quick five – follow #EthicalBusinessPractice for more every week… Chartered Banker: Are we getting to the root of what will drive change? Are we facing an ethics crisis? What is Ethical Business Practice and Regulation? A primer… (has a downloadable PDF you can print) Get your company values off the wall and into employee … Read More

#RefinitivSummit: Culture, conduct & individual accountability

7th May 2019By Ruth SEffective Ethical Culture, Ethical Business Practice, Speaking & Events

Panel discussion ● A review of individual accountability frameworks in Asia: what worked, and what could be improved upon? ● Restoring trust in the financial sector: what can ASEAN learn from Australia’s Royal Commission and developments in Europe? ● How will a heightened enforcement climate change the way financial institutions approach culture and conduct? ● … Read More

More #ethicsdates for your 2019 wall calendar and desk diary…

6th May 2019By Ruth SEthical Business Practice, Ethical Business Regulation, Speaking & Events

Some of the events coming up in 2019 – any missing? Let us know… add #EthicsDates to your tweet. Refinitiv ASEAN Regulatory Summit Singapore | 8 May | @refinitiv | #RefinitivSummit |  Learn more… Refinitiv Australian Regulatory Summit Sydney | 4 June | @refinitiv | Learn more… Can we regulate for innovation and can we innovate … Read More