Speaking & Events [category] – Page 6 – #EthicalBusinessPractice

3 Quick Quotes from the Global Legal Group Fireside Chat: Beating the compliance gap

3 Quick Quotes from the Global Legal Group Fireside Chat: Beating the compliance gap “We are here to discuss the intersection of risk, innovation and regulation and the role of integrity and compliance in helping the Board successfully navigate these treacherous but critical waters.” “Compliance can only grow in a strong ethical culture. A strongContinue reading “3 Quick Quotes from the Global Legal Group Fireside Chat: Beating the compliance gap”

“Can we regulate for innovation and can we innovate in regulation?”

REGULATING FOR INNOVATION, INNOVATIVE REGULATION. Opening and Concluding Remarks at the Conference of 13 June

Last week I had the pleasure of participating in a conference focused around the question “Can we regulate for innovation and can we innovate in regulation?”. Robert Madelin, Chairman, Fipra International, has written an analysis that crystallises the Opening and Concluding Remarks at the conference. It covers the challenges, the lessons and the learnings onContinue reading ““Can we regulate for innovation and can we innovate in regulation?””

The Ethics of Compliance & Risky Women: What’s next

Some follow-on things you can do today following the Risky Women event at the #RefinitivSummit in Sydney – dive right in: Join the Risky Women Network Follow @RiskyWomen |@kimberleycole | @ruthsteinholtz Connect with Gillian Cameron & Ruth Steinholtz Subscribe to Risky Women Radio on iTunes | Spotify | Google Play About Risky Women® A global networkContinue reading “The Ethics of Compliance & Risky Women: What’s next”

Driving a focus on ethical behaviour in your organisation

Coming up at the #RefinitivSummit in Sydney this week: Driving a focus on ethical behaviour in your organisation ● Is influencing activity on the front line more important than changing corporate policy? ● Are rules or principles more conducive to driving ethical behaviour? ● What role should deterrence have in embedding a values-based ethics system?Continue reading “Driving a focus on ethical behaviour in your organisation”

The Ethics of Compliance

#RefinitivSummit Risky Women Lunch Sydney

Looking forward to the next Risky Women® network lunch on June 4 during the Australian Regulatory Summit 2019… At the Sydney event the topic is the ethical culture of compliance. I’ll be in conversation with Gillian Cameron, Director of Client Services at Refinitiv. Join us: The importance of taking a behavioural and values-based approach toContinue reading “The Ethics of Compliance”

Risky Women & The Ethics of Compliance: What’s next?

Some follow-on things you can do today following the #RefinitivSummit in Singapore – dive right in: Join the Risky Women Network Follow @kimberleycole | @RiskyWomen Subscribe to Risky Women Radio on iTunes | Spotify | Google Play About Risky Women® A global network connecting, celebrating and championing women in risk, regulation and compliance. It hasContinue reading “Risky Women & The Ethics of Compliance: What’s next?”

#RefinitivSummit: Culture, conduct & individual accountability

Panel discussion ● A review of individual accountability frameworks in Asia: what worked, and what could be improved upon? ● Restoring trust in the financial sector: what can ASEAN learn from Australia’s Royal Commission and developments in Europe? ● How will a heightened enforcement climate change the way financial institutions approach culture and conduct? ●Continue reading “#RefinitivSummit: Culture, conduct & individual accountability”

More #ethicsdates for your 2019 wall calendar and desk diary…

Some of the events coming up in 2019 – any missing? Let us know… add #EthicsDates to your tweet. Refinitiv ASEAN Regulatory Summit Singapore | 8 May | @refinitiv | #RefinitivSummit | Learn more… Refinitiv Australian Regulatory Summit Sydney | 4 June | @refinitiv | Learn more… Can we regulate for innovation and can we innovateContinue reading “More #ethicsdates for your 2019 wall calendar and desk diary…”

The Impact Revolution: The Role of Law and Lawyers

You are invited to join the ESELA Annual Conference on Friday 12 April 2019 at the London School of Economics, hosted by The Marshall Institute. The conference will explore the Role of Law and Lawyers in the Impact Revolution. A varied agenda will cover international and domestic concerns across four streams: Impact Investing, Profit withContinue reading “The Impact Revolution: The Role of Law and Lawyers”

Chartered Banker: Are we getting to the root of what will drive change?

Are we getting to the root of what will drive change? RUTH STEINHOLTZ 13 MARCH 2019 BLOG | REGULATION & COMPLIANCE | BLOG Ruth Steinholtz replies to a question from our webcast on Culture and Conduct Are we getting to the root of what will drive change? I recently participated in a webcast for the Chartered Banker Institute, focused on the importance of culture and conduct. It was a great opportunity to talk about something we are both passionately promoting in our respective lines of work: individual engagement with improving organisation culture and our accountability. Not only to our customers, and society but to each other to strive for and uphold the highest standards of ethical professionalism.

I recently participated in a webinar for the Chartered Banker Institute, focused on the importance of culture and conduct. It was a great opportunity to talk about something we are both passionately promoting in our respective lines of work: individual engagement with improving organisation culture and our accountability. Not only to our customers, and societyContinue reading “Chartered Banker: Are we getting to the root of what will drive change?”