In the next wave of conduct regulation in financial markets, from 2021 conduct regulators in the UK and elsewhere expect firms to produce evidence on how they are improving behaviour and culture. Facing this, many practitioners are anxious that their current reporting and management information (MI) are irrelevant to meeting as-yet unclear regulatory expectations. ThisContinue reading “OUT NOW: Culture Audit in Financial Services”
Tag Archives: Ethical Business Practice and Regulation
Coming up: International Network for Delivery of Regulation (INDR) Conference
INDR will host a three day conference at Wolfson College, Oxford. It’ll cover issues such as the regulation research, the regulatory delivery model, and ethical business practice and ethical business regulation. Here are some of the topics we’ll explore on day three: What are the ways to take Ethical Business Regulation forward in your sectorContinue reading “Coming up: International Network for Delivery of Regulation (INDR) Conference”
You must be logged in to post a comment.